The Director of the Securities Exchange Commission (“SEC”) Division of Investment Management (the “Director”) gave remarks this month regarding registered investment advisers (“RIAs”) and their proxy ...

Will Kenton is an expert on the economy and investing laws and regulations. He previously held senior editorial roles at Investopedia and Kapitall Wire and holds a MA in Economics from The New School ...

It’s proxy-voting season, when shareholders get to vote on issues affecting a company’s risks and its place in the world. You can read a primer about proxy voting here. This year, the current US ...

Rule 206(4)-6 under the Investment Advisers Act requires a registered investment adviser with proxy voting authority to adopt policies and procedures reasonably designed to ensure that proxies are ...

Stockholder voting rights allow shareholders to vote on major corporate decisions and actions. Understand why these votes ...

A weekslong dustup over proxy voting for new parents in the House came to an end Tuesday despite a last-ditch effort from one of its chief proponents. “Congress is stuck doing things the way that we ...

WASHINGTON (AP) — A tentative deal has been reached with the Florida Republican leading a bipartisan push to allow proxy voting in the U.S. House for new parents, potentially ending a standoff that ...