At a time when private equity ownership is causing clashes between independent broker-dealers and some of their largest ...

Every independent RIA has unique access to one niche: the prospects in their own ZIP code. Smart advisors can turn that ...

Brady Lochte is the founder and financial advisor at Axon Capital Management, a fee-only fiduciary RIA based in Georgetown, ...

After years of strong market returns, concern over stretched equity valuations is rising. Could a long-overlooked options ...

The printable PDF includes rankings based on the firms' AUM as well as statistics on each firm's employees, client accounts ...

Fiduciary laws trace their roots to ancient times, but the terms of the Investment Company Act of 1940 and the Investment ...

Findings from iterations of Financial Planning's Financial Advisory Confidence Outlook show which assets have stood the test ...

Advisors and experts say finding the right rare currency to invest in can add diversification to a portfolio. But scams are ...

The Munster Freeman Group will add to Wells Fargo's offerings for wealthy and ultrawealthy clients with offices in the Los ...

The implications to taxes, hiring and the very legacy of a financial advisor's career demand much more formal documentation ...

Dueling announcements Friday show that UBS is still struggling with advisor retention even as it brings in a new executive to ...

After delaying a rule requiring high-income 401(k) savers aged 50 or older to make catch-up contributions in Roth accounts, ...